SEC Compliance & Advice
Tamara and her team provide securities law advice when working on Venture Capital & Private Equity financings, Mergers, Acquisitions & Divestitures, Start-Ups and Seed Funding Rounds and Entity Formation and Corporate Law Matters.
Tamara and her team also provide US SEC-related advice to private equity and venture capital funds, corporate and other investors with regard to the responsibilities associated with holding shares in a company that is about to or has gone public, and preparing various beneficial ownership reporting forms, such as Form 3s, 4s and 5s and Schedule 13D reports.
In addition, Tamara and her team have also completed a multitude of public filings and public offering transactions and understand the importance and significance of US state and federal securities law and the key aspects of complying with them.
Current representative clients in this practice area include those listed under the Venture Capital & Private Equity Financing, Start-Up and Seed Funding Rounds and Mergers, Acquisitions & Divestitures.
Other representative clients in this practice area have also included:
- Adept Technology, Inc.
- Agilent Technologies, Inc.
- Allposters, Inc. (now Art.com)
- The Gap, Inc.
- Digital Chocolate, Inc.
- Innomab, Inc.
- Ironbridge Ventures, Inc.
- RSA Security, Inc. (now part of EMC)
- Trinity Partners, Inc. (sold to WNS Global Services Ltd.)
- Xcert International, Inc. (sold to RSA Security, Inc.)
- Zantaz, Inc. (now part of Autonomy)
For more information about this practice area and the team, please contact Tamara.